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A Fireside Chat with the Directors, featuring SEC and CFTC Enforcement Division Directors Sam Waldon & Ian McGinley
Tuesday October 29, 2024 11:15am - 12:15pm PDT
Bacara Ballroom BC
Join us for a Fireside Chat featuring SEC Acting Deputy Director of Enforcement Division Sam Waldon and CFTC Enforcement Division Director Ian McGinley moderated by NAFER President Jonathan E. Perlman of Venable LLP. Directors Grewal and McGinley will discuss current issues and trends they foresee in the regulatory and enforcement actions they bring as directors of the SEC and CFTC to protect securities and derivatives market users and investors from fraud, manipulation and abusive practices. Don't miss this unprecedented opportunity to hear from both directors together and obtain their unique perspectives on protecting the public!
Producer
avatar for Jonathan E. Perlman

Jonathan E. Perlman

Partner, Venable LLP
Jonathan leads Venable’s Receivership Practice. Recognized as a preeminent practitioner in the field, Jonathan also serves as president of the National Association of Federal Equity Receivers (NAFER), the only national organization devoted to federal equity receiverships, and the... Read More →
Speakers
avatar for Samuel Waldon

Samuel Waldon

Acting Deputy Director of Enforcement Division, U.S. Securities and Exchange Commission
Sam Waldon is the Acting Deputy Director of the SEC’s Division of Enforcement. He was previously the Division’s Chief Counsel since re-joining the SEC in that role in March 2022. Prior to that, he was a Partner at the law firm of Proskauer Rose LLP. He was also previously Assistant... Read More →
avatar for Ian McGinley

Ian McGinley

Director, Commodity Futures Trading Commission
Ian McGinley is the Director of the Commodity Futures Trading Commission’s Division of Enforcement. In this role, he leads the CFTC’s enforcement program and oversees prosecutions and investigations, the market surveillance unit, the forensic economist unit, and the CFTC’s whistleblower... Read More →
Tuesday October 29, 2024 11:15am - 12:15pm PDT
Bacara Ballroom BC
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